CHAPTER 12
Types of Soldiers and
Mercenaries
I have spoken of the good and bad characteristics
and causes of the principalities I said I would discuss. I have also detailed the methods by which
principalities may be gotten. Now I
must explain the methods of offense and defense which go along with each sort
of principality.
We saw above why it is necessary for a prince to
have strong foundations for his principality.
If he does not have those foundations, he will be ruined. The best
foundation for all states, new, old, or mixed, are good laws and good
arms. Since there cannot be good laws
where the state is not well armed, it follows that where they are well armed
they have good laws. I shall leave the
laws out of the discussion and shall speak of the arms.
I say, therefore, that the arms with which a prince
defends his state are either his own, or they are mercenaries, auxiliaries, or
mixed. Mercenaries and auxiliaries are
useless and dangerous. If one holds his
state based on these arms, his rule with be weak and unsafe. Mercenaries and auxiliaries are disunited,
ambitious, undisciplined, unfaithful.
They are brave when facing friends, and cowardly when facing
enemies. They have neither the fear of
God nor loyalty to men. The destruction
they will cause the prince is held off only so long as they decide not to
attack. In peace, they rob the prince. In war, they allow the enemy to rob
him. The fact is, they have no reason
to fight than a little bit of money, which is not enough to make them willing
to die for you. They are ready enough
to be your soldiers while you are at peace, but when war comes they desert or
join the enemy. I have little trouble
proving this, since the ruin of Italy has been caused almost entirely by the
fact that she has rested her hopes for many years upon mercenaries. Although they sometimes proved to be brave
when fighting other mercenary armies, the arrival of foreigners caused them to
show their true colors. Consequently,
Charles, King of France, was allowed to seize Italy with chalk in hand [to
write out new borders]. Charles
explained that our sins were the cause of his invasion, but they were not the
since that he imagined. Instead, our
since were those which I have explained.
And since our sins were the sins of princes, it is the princes who have
also suffered the penalty.
I want to demonstrate further how useless
mercenaries are. The mercenary captains
are either capable men or they are not.
If they are skilled, you cannot trust them, because they always look to
promote themselves. They will either
overthrow the prince or cause him trouble by doing harm to people he does not
want harmed. If the captain is not skilful,
you are ruined in the usual way.
It could be argued that any armed men, whether
mercenary or not, will act in the same way.
I do not think so. When arms are
required, either by a prince or a republic, then the prince should serve as
captain himself. In the case of a
republic, it has to send one of its citizens to be captain. If the citizen captain doesn’t perform, then
the republic must replace him.
Experience has shown that princes and republics, single-handed, can make
great progress. Mercenaries do nothing
but damage. Additionally, it is
difficult to overthrow a republic armed by it own soldiers than it is to
overthrow one armed with mercenaries or foreign troops. Rome and Sparta stood for many ages armed
and free. The Switzerlanders are
completely armed and quite free.
A good example of the ancient use of mercenaries is
that of the Carthaginians. They were
oppressed by their mercenary soldiers after the first war with the Romans. This happened despite the fact that the
Carthaginians had their own citizens for captains. After the death of Epaminondas, Philip of Macedon was made
captain of their soldiers by the Thebans, and after victory he took away their
liberty. Similarly, after Duke Filippo
died, the Milanese enlisted Francesco Sforza against the Venetians. Once he had defeated the Venetians at
Caravaggio, Sforza allied himself with the Venetians to crush the Milanese, his
masters. His father, the elder Sforza,
had been hired by Queen Johanna of Naples, but he left her unprotected. As a result, she was forced to throw herself
into the arms of the King of Aragon in order to save her kingdom.
Even though the Venetians and Florentines have built
their territories by the use of mercenaries without being controlled by the
mercenaries, this does not disprove my point.
The Florentines have been lucky in that the skilled mercenaries they
hired were either unsuccessful in war, opposed by the Florentines, or moved on
to other targets. One of those who did
not conquer was Giovanni Acuto. Since
he never conquered anything, his loyalty cannot be proved. Still, every one will agree that if he had
been successful, the Florentines would have been under his thumb. In the second case, Sforza had the Bracceschi
always against him, so they canceled out each other’s ambitions. For the thrid case, Francesco turned his
ambition to Lombardy. Similarly,
Braccio turned against the Church and the kingdom of Naples.
But let us look at a more recent example. The Florentines appointed as their captain
Paolo Vitelli. He was a careful man who
had risen to high status from a modest birth.
If this man had taken Pisa, nobody can deny that the Florentines would
have had to allow him a great deal of power.
The problem is that if he switched sides to serve their enemies, the
Florentines would have had no way to stand up against his forces. Since they would have had to allow him
power, they would have had to obey him.
If we consider the case of the Venetians, it is
clear that they acted safely and gloriously when they went to war with their
own men When their soldiers were
Venetian gentlemen and commoners, they fought valiently. This was before they turned their attentions
to the Italian mainland. When they
began to fight on land, they abandoned their citizen soldiers and followed the
custom of Italy [hiring mercenaries].
Even though they did not have much territory when they began their
expansion on land, they had not much to fear from their mercenary captains
because of the Venetian’s reputation for power. However, when they expanded, as under Carmignola, they learned
their mistake. Carmignola proved to be
successful, (they beat the Duke of Milan under his leadership), but he clearly
was lukewarm about heavy fighting. As a
result, the Venetians feared that he would not be so successful the next
time. Still, they were stuck with him,
so they assassinated him in order to make sure they held on to what they had
gained without fear of him. Afterwards,
they used captains such as Bartolomeo da Bergamo, Roberto da San Severino, the
Count of Pitigliano, and the like.
Under each of these men, they were more worried about what they would
lose than what they might possible gain.
Their fears proved to be well-founded at Vaila, where in one battle they
lost in a day that which had taken them eight hundred years and much trouble to
acquire. Mercenary conquests come
slowly and in small portions, but the losses from mercenaries are sudden and
huge.
These examples have all been Italian, which has been
ruled for many years by mercenaries.
Since mercenaries are so important, I wish to say more about them so
that one may be better prepared to counteract them. You must understand that the empire [Germany] has recently lost
all its power in Italy. Moreover, the
Pope has acquired more worldly power.
And, Italy has been divided up into more states because many of the
great cities revolted against their nobles.
These nobles were previously supported by the [German] emperor, and were
oppressing the cities. At the same
time, the Church was supporting the rebellious cities so as to gain authority
in wordly power. In many cities,
citizens became princes. As a result of
this process, Italy fell partly into the hands of the Church and of
republics. Since the Church consists of
priests and republics are made up of citizens who are not used to arms, both
decided to hire foreign mercenary troops.
The first famous soldier of this type was Alberigo da Conio, a native of
the Romagna. Da Conio in turn trained
others, such as Braccio and Sforza, who, in their time were the power brokers
of Italy. After these two came all the
other captains who till now have controlled the various armies of Italy. The result of all of these mercenaries’ actions
has been that Charles overrun part of Italy, Louis robbed Italy, Ferdinand of
Spain raped Italy, and soldiers from Switzerland insulted Italy.
The mercenaries main philosophy has been that
infantry [foot soldiers] are unimportant, while cavalry are crucial. They adopted this philosophy because if fit
into the kind of troop they are. Since
the mercenaries survive on their pay without any territory, they cannot support
many soldiers. Since a few infantry did
not give them any authority, they decided to concentrate on cavalry. A small force of cavalry is relatively
easily maintained and is honored. As a
result, in an army of twenty thousand soldiers not even two thousand were foot
soldiers. The mercenaries also did
everything they could to lessen the fatigue and danger they faced. They were careful not to do much killing when
fighting, Instead, they took prisoners,
whom they traded back and forth with the other mercenaries. They did not attack towns at night, nor did
mercenaries in the towns attack out at night.
They refused to build fortifications, and they would not campaign in the
winter. All these things were permitted
by their military rules. They were set
up to avoid, as I have said, both fatigue and dangers. Thus, they have brought Italy to slavery and
contempt.
CHAPTER 13
Concerning Borrowed Troops,
Mixed Troops, And One's Own Soldiers
Borrowed troops are another useless sort of
soldiers. They are used when a prince
is called in with his forces to aid and defend another prince. This was done by Pope Julius in the most
recent times. His own mercenaries
proved useless when attacking Ferrara, so he borrowed troops from Ferdinand,
King of Spain. These arms may be useful
and good in themselves, but they always put the person who borrows them at a
disadvantage. If the borrower loses, he
is undone. If he wins, he is a captive
of the borrowed troops.
Ancient history is full of similar examples, but I
want to concentrate on this recent one of Pope Julius II. It is impossible to miss the danger of the
situation. Julius wanted to take
Ferrara, and as a result, he threw himself entirely into the hands of the
foreigner. Fortunately for him,
something unexpected happened to save him from his bad choice. His borrowed troops were beaten at Ravenna,
but at the same time the Switzerlanders unexpectedly defeated his other
enemies. Consequently, he got what he
wanted without owing his mercenaries anything, but was also rid of his
dangerous borrowed soldiers. As an
opposite example, the Florentines borrowed French troops to take Pisa since
they had no troops of their own. By
doing this, the Florentines put themselves in more danger than at any other
time of their troubles. Another
negative example is when the Emperor of Constantinople sent ten thousand Turks
into Greece to fight. Once the war was
finished, the Turks were not willing to quit.
As a result, Greece fell into the hands of the infidels.
Therefore, let those who do not want to conquer use
borrowed troops, because they are even more hazardous than mercenaries. With borrowed troops ruin is ready made;
they are united yet obey others. At
least with victorious mercenaries, they need some added time and good
opportunity to overthrow you.
Mercenaries are a bit weaker since they are not loyal to each other and
because you hired and pay them.
Additionally, you hired the captain, so at the beginning he doesn’t have
enough authority over the troops to get them to turn on you. In conclusion, cowardice and unwillingness
to fight are what you have to fear most in mercenaries. The most dangerous thing about borrowed
troops is when they are brave and effective.
The wise prince, therefore, has always avoided these troops and turned
to his own. A wise prince is happier to
lose with his own soldiers than to conquer with others’ soldiers. He does not see a victory gained with other
peoples’ troops as a real victory.
I shall never hesitate to use Cesare Borgia as an
example. This duke entered the Romagna
with borrowed French soldiers. With
them he captured Imola and Forli.
However, he did not think these troops were reliable, so he turned to
less dangerous mercenaries. He hired
the Orsini and Vitelli. As Cesare
worked with these troops, he found them to be doubtful, unfaithful, and
dangerous. So, he destroyed them and
turned to his own men. It is easy to
see the differences between these forces when one looks at the changing
reputation of the duke. His reputation
steadily improved as he moved from the French to the Orsini and Vitelli, and
from them to his own trustworthy soldiers.
His reputation was never higher than when every one saw that he was
complete master of his own forces.
I do not need to go beyond Italian and recent
examples, but I am unwilling to leave out Hiero, the Syracusan. He is the man I spoke of before. This man, as I have said, was put in charge
of the army by the Syracusans. He soon
found out that a mercenary soldiery, constituted like our Italian condottieri
[name for Italian mercenaries], was of no use.
He saw that he could neither keep them nor let them go, so he had them
all cut to pieces. Afterwards, he made
war with his own forces and not with mercenaries or foreigners.
The Old Testament also has a useful example on this
subject. David offered himself to Saul
to fight with Goliath, the Philistine champion. In order to give David courage, Saul armed him with his own
weapons. David rejected these weapons
as soon as he had them on his back, saying he could make no use of them. Instead, David wanted to meet Goliath with
his sling and his knife. In conclusion,
the arms of others either fall from your back, or they weigh you down, or they
tie you up.
Charles VII, the father of King Louis XI, liberated
France from the English through some good luck and some bravery. Still, he recognized the necessity of being
armed with his own forces. So, in his
kingdom he made laws requiring service as men-at-arms and infantry. Afterwards his son, King Louis, abolished
the infantry and began to hire Swiss troops.
This mistake, along with a few others, has caused France many
problems. Because this action raised
the reputation of the Swiss, Louis lowered the value of his own soldiers. Indeed, he destroyed his infantry
altogether. At the same time, he made
sure that his men-at-arms cannot fight alone.
They are so used to fighting alongside the Swiss, that it does not
appear that they can now conquer without them.
So, the French cannot stand against the Swiss, and without the Switzers
they cannot do well against others. The
armies of the French have thus become mixed, partly mercenary and partly
national. This mix is much better than
mercenaries alone or borrowed troops alone, but it is still inferior to having
one's own forces. The kingdom of France
would be unconquerable if Charles’s laws had been continued or built upon.
When a situation looks good at the beginning, men
are too unwise to see any hidden poison.
If a prince cannot recognize evils until they are upon him, he is not
truly wise. Few princes are so
wise. If we look at the first disaster
of the Roman Empire, we see that it started when Rome began to hire the Goths
to serve in the army. From that point
on, the life force of the army dissapated and the Roman Empire began to
decline.
I conclude, therefore, that no principality is safe
unless it has its own forces. If a
principality does not have its own arms, it is entirely dependent on good luck
since it does not have the power to defend itself. Wise men have always seen that nothing can be so uncertain or
unstable as fame or power not founded on one’s own strength. And one's own forces are those which are
made up of either subjects, citizens, or dependents. All other troops are mercenaries or borrowed. The way to build one’s own forces can best
be seen in the example of Philip, the father of Alexander the Great, and in that
of the many republics and princes who have armed and organized themselves.
CHAPTER 14
A Prince’s Duties in the Art
Of War
A prince should think and study nothing but the
rules and discipline of war. War is the
only art that belongs exclusively to rulers.
Moreover, it is so important that it not only upholds those who are born
princes, but it often enables men to rise from a private station to become
princes. And, on the contrary, when
princes have thought more of ease than of arms they have lost their
states. The first thing that will cause
a prince to lose his state is to neglect this art. You will be able to gain a state if you study this art.
Francesco Sforza, rose from being a private person
to become Duke of Milan because of his military skill. On the other hand, his sons avoided the
hardships and troubles of arms and fell from being dukes to become private
persons. Being unarmed will bring you
the serious problem of being despised, and this is one of those insulting
weaknesses against which a prince ought to guard himself, as is shown later
on. There is not comparison between
being armed and unarmed. He who is
armed never obeys willingly an unarmed man.
Similarly, an unarmed man will never be safe around armed servants. The armed man will have no respect and the
unarmed man will always be suspicious, so it is impossible for them to work
well together. Therefore, a prince who
does not understand the art of war cannot be respected by his soldiers, nor can
he rely on them. He should never,
therefore, cease thinking about the subject of war. In peace he should spend more time on exercises than if he was at
war. A prince can follow this path in
two ways, one by action, the other by study.
In terms of practice, a prince should keep his men
well organized and drilled. A prince
should hunt often so that he accustoms his body to hardships, and so that he
learns something of his surrounding countryside. He needs to find out how the mountains rise, how the valleys open
out, how the plains lie, and to understand the nature of rivers and
marshes. In all this he must take the
greatest care. This knowledge is useful
in two ways. Firstly, he learns to know
his country, and is better able to undertake its defense. Afterwards, since he knows his local area,
he can transfer that knowledge easily into new areas he encounters. Hills, valleys, plains, rivers, and marshes
in Tuscany, for example, have a certain resemblance to those of other
countries. With a knowledge of one country,
one can easily understand others. The
prince who lacks this skill lacks the most important skill that a captain
should possess. This type of knowledge
teaches him to surprise his enemy, to select quarters, to lead armies, to array
the battle, and to besiege towns.
Philopoemen, Prince of the Achaeans, is praiseworthy
because in time of peace he never had anything in his mind but the rules of
war. When he was in the country with
friends, he often stopped and discussed with them: "If the enemy should be
upon that hill, and we should find ourselves here with our army, with whom
would be the advantage? How should one
best advance to meet him, keeping the ranks? If we should wish to retreat, how
ought we to set about it? If they
should retreat, how ought we to pursue?"
Philopoemen would explain to them, as he went, all the possibilities his
army might confront. He would listen to
their opinions and then explain his.
Through these continual discussions he reached the point that no
unexpected circumstance could arise during time of war with which he would not
be able to cope.
In addition, in order to exercise his intellect, the
prince should read histories and study there the actions of famous men. He should study how they carried themselves
in war and examine the causes of their victories and defeats. That way, he can avoid the latter and
imitate the former. Above all, a prince
should do as an illustrious man did, who took as an exemplar one who had been praised
and famous before him. It is said that
Alexander the Great imitated Achilles; Caesar imitated Alexander; Scipio
imitated Cyrus. Indeed, whoever reads
the life of Cyrus, written by Xenophon, will see how Scipio imitated him. In his chastity, friendliness, humanity, and
liberality, Scipio conformed to those things which have been written of Cyrus
by Xenophon. A wise prince should
follow these rules and never stand idle in peaceful times. In fact, he should build up his resources
with hard work in such a way that they will be available when he needs them. That way, if fortune changes it will find
him prepared to resist her blows.
Chapter 15
The Things for which Men,
and Particularly Princes, are Praised Or Blamed
We still need to look at how a prince should treat
his subjects and friends. Since I know
that many have written on this point, I suppose I will be considered
presumptuous in mentioning it again.
Still, I shall depart from the methods of other people in my discussion
. But, since my goal is to write a useful book, I will describe realities rather
than imagined ideals. Many writers have
described unreal republics and principalities.
Their descriptions of how one should live are thus far distant from how
one really should live. So, he who
neglects what is done in reality for what supposedly should be done very
quickly brings his ruin rather than his preservation A man who wishes to act according to his professions of virtue
soon meets with destruction in a world crowded with evil. As a result, it is necessary for a prince
wishing to stay afloat to know how to do wrong, and to make use of bad actions
when he needs them.
Therefore, I will put aside those imaginary things a
prince is supposed to do, and concentrate instead on the real things he should
do. I say that the reputations of all
men, and particularly princes, are created by those qualities which bring them
either blame or praise. Consequently,
one prince is reputed to be generous while another is supposed to be miserly
(using a Tuscan term - because a greedy person in our language is still he who
desires to possess by robbery, whilst we call one miserly who refuses to spend
his own money) One prince is reputed
generous, while another is rapacious.
One is cruel, while another is compassionate. One is faithless, while another is faithful. One is effeminate and cowardly, while
another is bold and brave. One is
friendly and down to Earth, while another is pompous and snobby. One is lewd and immoral, while another is
chaste. One is sincere, while another
is cunning. One is hard, while another
is easy. One is grave, while another is
frivolous. One is religious, while
another is unbelieving. I know that everyone thinks that it would be most
praiseworthy in a prince to have all of these qualities that are considered
good. However, these qualities cannot
be entirely possessed or observed since human conditions do not permit it. As a result, it is necessary for the prince
to be careful to avoid being blamed for those vices which would lose him his
state or make him disliked. However,
when this is not possible, he should abandon himself to those vices. A prince should not be worried about being
blamed for having vices that are useful to saving his state. In fact, if you look carefully, you see that
something which looks like virtue, if followed, would ruin him. At the same time, something which looks like
vice might bring the prince security and prosperity.